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Philadelphia Stock Exchange
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81	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]December 23, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-24 08:31:52 Financial markets Exercise Short Philadelphia Stock Exchange Exchange-traded fund Option Box spread Mergers and acquisitions Risk arbitrage Financial economics Finance Investment
82	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]November 13, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-14 07:55:46 Financial economics 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Philadelphia Stock Exchange United States Floor broker U.S. Securities and Exchange Commission NASDAQ Economy of the United States Self-regulatory organizations United States securities law
83	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]November 7, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-10 12:10:13 Financial markets Finance Stock market Options Clearing Corporation Philadelphia Stock Exchange NYSE Arca Short NASDAQ Boston Stock Exchange Financial economics Business Economy of the United States
84	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-BSECC[removed]; SR-BX[removed]; SR-NASDAQ2014-093; SR-Phlx[removed]; SR-SCCP[removed]November 5, 2014 Self-Regulatory Organizations; Boston Stock Exc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-06 11:12:58 United States Securities and Exchange Commission United States securities law NASDAQ Philadelphia Stock Exchange OMX U.S. Securities and Exchange Commission Securities Exchange Act Boston Stock Exchange Economy of the United States Self-regulatory organizations 73rd United States Congress
85	SR-Phlx[removed]Page 31 of 32 EXHIBIT 5 Proposed new text is underlined. Deleted text is [bracketed]. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-07 12:07:36 Rebate Fee NASDAQ New York City Economy of the United States Business Philadelphia Stock Exchange
86	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]October 30, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-31 10:08:41 Finance Futures contract Philadelphia Stock Exchange NASDAQ Option Financial economics Investment Economy of the United States
87	SEAN P D UFFY COMMITTEE ON FINANCIAL SERVlCES 7TH 0 1ST IUCT, WiSCONSI N Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-18 16:12:26 Financial Industry Regulatory Authority NASDAQ Chicago Stock Exchange Stock market OMX Direct Edge Philadelphia Stock Exchange U.S. Securities and Exchange Commission Self-regulatory organizations Economy of the United States NYSE Euronext
88	805 King Farm Blvd, Suite 100 Rockville, MD[removed]USA November 5, 2014 Nasdaq.com Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-06 10:58:53 United States Securities and Exchange Commission Securities Exchange Act NASDAQ Internal Revenue Service Philadelphia Stock Exchange United States Economy of the United States United States securities law 73rd United States Congress
89	SR-Phlx[removed]Page 28 of 33 EXHIBIT 5 The text of the proposed rule change is below. Proposed new language is Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-06 10:25:53 Stock market Finance Economy of New York City NASDAQ Philadelphia Stock Exchange Short OMX New York Stock Exchange Order Economy of the United States Business Investment
90	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]November 6, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-07 08:29:29 73rd United States Congress United States Securities Exchange Act Financial regulation NASDAQ Philadelphia Stock Exchange U.S. Securities and Exchange Commission Economy of the United States United States securities law United States Securities and Exchange Commission

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